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PORTFOLIO REVIEW

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Do you need a second opinion on your investments? Our Portfolio Review Program provides you with a low cost option to get advice on your investments with no strings attached. Whether you have one account or multiple accounts, we’ll help you understand how to get the most out of your portfolio.
 

Statement Of Purpose

 

 

Account/Portfolio Objective

 

You will be asked to provide a statement in your own words describing the

purpose of your account(s)/portfolio and your expectations.

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Investment Review Process

 

Assign a risk level to the account/portfolio

 

We review your portfolio and assign a risk level according to the expected long-term risk and return profile. Risk levels are Speculative, Aggressive, Balanced Aggressive, Balanced, Balanced Conservative, Conservative, Principal Focused.

This helps you compare your overall expectations to your real situation.

 

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Mutual Funds and ETFs: Identify peer-group ratings for performance and fund management

 

We review your Mutual Funds and ETFs and provide a peer-group comparison for performance and fund management.

This helps you make a comparison between investment options of similar risk.

 

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Individual Securities: Assign a price to value as overpriced, fair priced, or underpriced

 

We review your individual securities and provide you guidance as to whether each one is over, under, or fair priced.

This helps you identify investment and risk management opportunities.

 

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Benchmarking Performance & Things to Consider

 

We will look back in history and compare how your account(s)/portfolio would have performed over history compared to other similar options. We will also, as appropriate, give you things to consider looking forward.

This will help you understand the relationship between the risk that you are taking and the return that you are making.

 

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Benchmarking Fees & Things to Consider

 

We will compare your investment fees and commissions with other comparable options. 

This will help you gain an understanding of the value you receive in return for the fees that you pay.

 

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Account/Portfolio Assessment

 

We will provide you with an overall opinion on whether your account/portfolio will meet your stated objective, along with the key areas that you should address (if any).

This will help you understand what to do next.

 

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WHAT DOES THIS PROGRAM COST?

This program starts at $200 but could be up to $600 depending on the number of accounts reviewed and the complexity of the investment holdings. Your service agreement will include the final cost before proceeding. 

DISCLOSURE

S.E.E.D. Planning Group, LLC ("S.E.E.D.") is a Registered Investment Advisor ("RIA"), registered with the U.S. Securities and Exchange Commission (“SEC”). S.E.E.D. provides financial planning and investment management services for clients in New York and other states across the country. S.E.E.D. will notice, file, and maintain all applicable licenses as required by the various states in which S.E.E.D. conducts business, as applicable. S.E.E.D. renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.

This web site is intended to provide general information about S.E.E.D. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies, and to be able to contact us for further information.

Market data, articles, and other content on this web site are based on generally-available information and are believed to be reliable. S.E.E.D. does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.

S.E.E.D. will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure") and the Brochure Supplement for each advisory person supporting a particular client. The Disclosure Brochure and Supplement are updated at least annually and are available on the SEC website at: You may also contact S.E.E.D. to request a copy.

If you have any questions regarding Compliance and Regulatory information contact us.