WHO IS IT FOR?
SUITE(k) is for you if you own a business, serve on a retirement plan committee, or are a human resource officer.
DO YOU ASK YOURSELF?
- Am I meeting my Fiduciary responsibilities?
- Is my retirement plan compliant?
- Are costs and fees for my plan competitive?
- Are my investments performing well? Do they match my plan strategy?
- Am I confident that all my employees are ready for retirement?
As an administrator and steward of your employee’s retirement plans, you may be concerned with all of these questions. SUITE(k) can help.
Are you aware that as a plan administrator, you are a Fiduciary? SUITE(k) was designed to make sure that, as a Fiduciary, you prepared to address the following:
- Are you confident you will be ready in the event of a Department of Labor (DOL) or IRS Audit?
- Have you identified who the Fiduciaries are for your plan and their respective roles and responsibilities?
- Are your policies and procedures clearly identified, reviewed on a periodic basis and documented?
- Do you have a systematic process for evaluating your plan investments and benchmarking fees?
- Do you follow an annual compliance calendar for timely filing of required forms and distribution of participant notices?
SUITE(k) is designed to help you navigate the ever-changing world of retirement plan administration. As a Fiduciary you can manage your responsibilities through plan level assessments & consulting, plan design, plan compliance, and employee education services.
Types of Plans
Have you considered?
Is my employee’s information secure?
Can my staff devote more time to my business and less to plan administration?
Does our plan provide a broad range of investments at a fair price?
How can I help my employees align their retirement accounts to their overall financial goals?
What To Expect
Retirement Plan Design. If you currently oversee a qualified retirement plan, or if you are interested in implementing a new plan, we would welcome the opportunity to learn about your business and design a retirement plan that works for you.
Customized Employee Education and Financial Planning Services. With retirement being one of the greatest concerns and challenges most employees face, we want to make sure your employees can retire with confidence. We provide a hands-on approach to educate employees on how to build better retirements.
Mergers & Acquisitions. In the event you are considering purchasing or acquiring another company, SUITE(k) can help you evaluate the Purchase and Sale Agreement prior to execution. Having an in-depth understanding of how these types of corporate actions impact your qualified plan will help you avoid potential future liabilities.
Adherence to Fiduciary Plan Requirements. We can help you navigate plan requirements, assess your fiduciary risk, and customize ways to help you reduce future potential risks.
In-Depth Retirement Plan Provider Analysis and Selection. The number of retirement plan providers in the market can be overwhelming and confusing. SUITE(k) is vendor-neutral and fee-based which means we are not compensated on a commission basis, nor are we beholden to any investment firm or product. We can help you determine which provider is the best for your employees based on the size of your organization, the number of employees, and the desired investment lineup.
Fidelity vs Fiduciary Bond
Filing Form 5500
Summary Annual Reports (SAR)
S.E.E.D. Planning Group, LLC ("S.E.E.D.") is a Registered Investment Advisor ("RIA"), registered with the U.S. Securities and Exchange Commission (“SEC”). S.E.E.D. provides financial planning and investment management services for clients in New York and other states across the country. S.E.E.D. will notice, file, and maintain all applicable licenses as required by the various states in which S.E.E.D. conducts business, as applicable. S.E.E.D. renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.
This web site is intended to provide general information about S.E.E.D. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies, and to be able to contact us for further information.
Market data, articles, and other content on this web site are based on generally-available information and are believed to be reliable. S.E.E.D. does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.
S.E.E.D. will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure") and the Brochure Supplement for each advisory person supporting a particular client. The Disclosure Brochure and Supplement are updated at least annually and are available on the SEC website at: You may also contact S.E.E.D. to request a copy.
If you have any questions regarding Compliance and Regulatory information contact us.