Looking for a review of your portfolio(s)?
This is an investment program provided by S.E.E.D. where the participating client’s investment accounts are not discretionarily managed by S.E.E.D.
In this program, S.E.E.D. provides a review of a number of investment options including the client’s current holdings. S.E.E.D. provides recommended investments and portfolios that match the client’s risk profile. Clients receive communication and advice regarding their investments and recommended updates throughout the year.
Since S.E.E.D. is not contracted for the ongoing investment management, it is the client’s responsibility to follow the investment advice and to make the adjustments as recommended.
We believe that financial planning is a critical component of investment decision making and that your investments should be professionally managed by a fiduciary based on your personal financial needs and goals. As a fiduciary, S.E.E.D. offers a professional investment management program to financial planning clients for an additional charge.
What is the cost for the CORE Financial Planning program if you prefer to manage your own investments or to have them managed elsewhere?
Financial planning charges are by the following schedule:
|Add Together||Flat Charge||$4,600||$0-$1,000,000|
|Variable Charge||$1,000||Per each additional $500,000|
|Flat Charge||Variable Charge|
|$0-$1,000,000||Per each additional $500,000|
Eligible investments include those investments where the client has complete control to select their preferred investment manager.
Clients who have decided not to utilize S.E.E.D.’s investment management services may request standard portfolio model recommendations that can be used with any investment firm or platform (Speculative, Aggressive, Moderate Aggressive, Moderate, Conservative Plus, Conservative, Principal Focused) or for Mutual Fund and/or ETF specific allocations for accounts held directly at Charles Schwab. Clients are not obligated to use our investment recommendations and are personally and solely responsible for all transactions when managing their own investments.
S.E.E.D. Planning Group, LLC ("S.E.E.D.") is a Registered Investment Advisor ("RIA"), registered with the U.S. Securities and Exchange Commission (“SEC”). S.E.E.D. provides financial planning and investment management services for clients in New York and other states across the country. S.E.E.D. will notice, file, and maintain all applicable licenses as required by the various states in which S.E.E.D. conducts business, as applicable. S.E.E.D. renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.
This web site is intended to provide general information about S.E.E.D. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies, and to be able to contact us for further information.
Market data, articles, and other content on this web site are based on generally-available information and are believed to be reliable. S.E.E.D. does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.
S.E.E.D. will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure") and the Brochure Supplement for each advisory person supporting a particular client. The Disclosure Brochure and Supplement are updated at least annually and are available on the SEC website at: You may also contact S.E.E.D. to request a copy.
If you have any questions regarding Compliance and Regulatory information contact us.