Investment Plan Design Program
This is an investment program provided by S.E.E.D. where the participating client’s investment accounts are not held at Charles Schwab.
In this program, S.E.E.D. provides a review of a number of investment options including the client’s current holdings. S.E.E.D. provides recommended investments and portfolios that match the client’s risk profile. Clients receive communication and advice regarding their investments and recommended updates throughout the year.
Since S.E.E.D. is not contracted for the ongoing investment management, it is the client’s responsibility to follow the investment advice and to make the adjustments as recommended.
An annual charge ranging from $150 to $720 is charged as retainer for this service. An hourly charge ranging from $80 to $200 is assessed for additional work including, but not limited to, the following:
Investment company paperwork
Service work including beneficiary changes and tracking performance
Calling service centers to make investment purchases or redemptions
Researching funds not directly related to the investment company (at the discretion of S.E.E.D.). For example, if a client’s investments are at Vanguard, S.E.E.D. will research Vanguard funds. Researching the “universe” of mutual funds or another investment company’s funds will be billed at an hourly rate.
Online assistance to make investment purchases or redemptions
Investment company website setup and training
Nothing herewith in is investment advice and is intended for informational purposes only.
S.E.E.D. Planning Group, LLC ("S.E.E.D.") is a Registered Investment Advisor ("RIA"), registered with the U.S. Securities and Exchange Commission (“SEC”). S.E.E.D. provides financial planning and investment management services for clients in New York and other states across the country. S.E.E.D. will notice, file, and maintain all applicable licenses as required by the various states in which S.E.E.D. conducts business, as applicable. S.E.E.D. renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.
This web site is intended to provide general information about S.E.E.D. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies, and to be able to contact us for further information.
Market data, articles, and other content on this web site are based on generally-available information and are believed to be reliable. S.E.E.D. does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.
S.E.E.D. will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure") and the Brochure Supplement for each advisory person supporting a particular client. The Disclosure Brochure and Supplement are updated at least annually and are available on the SEC website at: You may also contact S.E.E.D. to request a copy.
If you have any questions regarding Compliance and Regulatory information contact us.