Financial Advisors and Prudent Process

Financial Advisors and Prudent Process

When I meet with a new client, prior to giving any recommendations regarding their accounts, I first assess where they are and what appears to be going on in their accounts. On one hand, my business benefits from widespread bad investment planning because we are hired...
Financial Advisor Business Models

Financial Advisor Business Models

A great deal has been written about how financial advisor business models will change as a result of the DOL Fiduciary Rule. It is apparent that the Fiduciary Rule wasn’t written with the intent to match up with current business models. It seems it was actually...